Governance and International Alignment

Governance

DSI oversees international dynamic standards development, and oversees the system of checks and balances managed across the regions. The governance of the original versions of SMB1001 stem from Dynamic Standards International (DSI)’s Steering Committee and Oversight Board.

As this standard is internationalized, an international steering committee from all regions governs the continued development of the international version of SMB1001 and addresses the needs of SMBs globally.

Governance Process

Certification

DSI House Style

Dynamic Standard Certifiers (DSCs) are an integral part of DSI’s ecosystem, ensuring that certification remains rigorous, scalable, and aligned with global best practices. Unlike traditional certification models that are slow, costly, and overly complex, DSCs operate under DSI’s policies to provide an efficient and technology-driven approach to validating compliance with dynamic standards.

This model upholds the principles of ISAE 3402 and ISO 17021-1 while making certification more accessible and practical for small and medium-sized businesses (SMBs).

By leveraging automation and a tiered assurance approach, DSCs eliminate unnecessary administrative overhead, ensuring that certification remains accessible and affordable for SMBs worldwide, and keeps pace with evolving industry needs without compromising on quality or integrity.

International Alignment

International Alignment

To efficiently enable SMBs to align to multiple standards, SMB1001 works like a Rosetta Stone to help SMBs align to multiple prominent standards and frameworks. The tiered journey towards SMB cyber uplift promotes the adoption of industry best practices.

The table shows alignment and mappings to both local and international frameworks, highlighting the connections and differences. This comparison ensures that global best practices are integrated into local contexts, promoting consistency and enhancing implementation quality.

Common Standards / Frameworks

Equivalent Coverage in DSI SMB1001 Level(s)

NIST Cybersecurity Framework v1.0

Level 5

US DoD CMCC

Level 4 - 5

UK Essentials

Level 1 - 3

UK Essentials Plus

Level 4 - 5

Singapore’s Trustmark Essentials

Level 5

Singapore’s Cyber Essentials

Level 1 - 5

ASD Essential 8

Level 1 - 5

*Mapping in table is not exact – additional requirements may need to be implemented to meet the common standards and/or frameworks. In addition, there may be additional requirements in SMB1001 that are not covered in the common standards and/or frameworks. More detailed mappings are available on SMB Cyber Compliance Matrix Working Group.

Explaining the Industry Standard SMB1001 and its Certification Governance Structure

An industry standard, as opposed to national or government standards, are often created out of necessity by the industry stakeholders, and typically guides and certifies best practices within a specific sector.

In the case of SMB1001, DSI’s stakeholders including experts from the Steering Committee and the Standards and Certification Oversight Board, aims to address a gap which cannot be serviced by current standards bodies tied down by slow, bureaucratic processes which are not aligned to the pace of the cyber threats faced by small and medium-sized businesses. For each dynamic standard, DSI and its Dynamic Standard Certifiers operate with a robust, industry-driven governance structure, which sets it apart from government-owned or national standards.

Unlike traditional regulatory bodies that often impose slow, bureaucratic processes taking years to reach consensus, SMB1001 is built for agility and real-time adaptation to industry needs. This allows businesses to remain competitive in a rapidly changing market.

With thousands of entities certified or certifying against it, SMB1001 is gaining significant adoption traction and becoming a key benchmark for small businesses looking to demonstrate cyber maturity to their customers and industry.

Governance and Oversight of SMB1001

Each dynamic standard in DSI, e.g., SMB1001, is governed by a transparent and independent governance structure, ensuring it meets the demands of businesses and addresses fast-evolving cyber threats while maintaining the integrity of the certification process. This governance includes: Dynamic Standard Steering Committee and Standard and Certification Oversight Board.

The governance structure of SMB1001 is similar to other prominent industry standards such as IETF, PCI, OMG, and W3C, which are managed by expert bodies rather than government regulators. These models help ensure standards are continuously updated and relevant to market needs.

Dynamic Standard Steering Committee: Each standard’s steering committee is composed of industry leaders, this committee provides strategic oversight to ensure SMB1001 evolves in line with market and threat changes, technological advancements, and the evolving needs of businesses.

Standard and Certification Oversight Board: Overseeing the standards’ steering committees, this body ensures the certification process across all dynamic standards in DSI remain fair, rigorous, and unbiased, maintaining the integrity of the standard and alignment to global auditing best practices while being responsive to industry feedback.

International Industry Standards, and their distinction from Government-Owned or National Standards

Unlike government-owned or national standards that are tied to ISO CAB (Conformity Assessment Body) accreditation, and as an international organization, the international SMB1001 operates independently of governmental frameworks.

While government standards often require certification bodies to be accredited by independent, third party accreditation bodies such as JAS-ANZ or ANAB, dynamic standards are fast-evolving and are managed by DSI.

DSI serves as an accreditation body, and accredits its Dynamic Standard Certifiers such as CyberCert through its governance structures and policies. This model ensures reduction of wastage of time and resources, and introduces a more efficient process to match the annual updates of a dynamic standard, without the slow bureaucratic, multi-year procedures often associated with government-backed schemes or accreditation bodies.

One of the common questions around SMB1001 certification is whether certifiers must be accredited by JAS-ANZ, ANAB, or equivalent national accreditation bodies. The answer is no— just like IEEE, IETF, PCI, DSI, as an industry standard certifier spanning across multiple jurisdictions around the world, should not be confined or accredited by one specific government or independent accreditation body. This is illogical, and adds unnecessary red tape to the process.

Instead, certification bodies are accredited by DSI’s governance bodies, ensuring that they meet the standards required for evaluating compliance with SMB1001. There is constant intense scrutiny over the DSI accreditation process.

Dynamic standard certifiers are not just overseen by the Steering Committee, but also the Standards and Certification Oversight Board, composed of industry and government experts across multiple countries, ensuring that the certification process is rigorous, transparent and relevant.

This robust independent accreditation system allows for faster certification that is responsive to business needs, without being tied to the lengthy timelines associated with ISO-based or government-backed accreditation systems.

CMMC Alignment.

How SMB1001 promotes CMMC Level 1 uptake.

CMMC Logo

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SMB1001 has been designed to align with the United States of America Department of Defense’s (US DoD) Cybersecurity Maturity Model Certification (CMMC).

Compliance to a specified level of the CMMC is a requirement for all contractors and subcontractors of the US DoD. This includes Australian businesses who provide goods and services to US DoD and their contractors.

By implementing all the controls from Platinum level and above of SMB1001, a business will have the basic controls required for Level 1 CMMC certification*.

The simple process of SMB1001, including the director attestation and straightforward controls, can ease the process of moving towards CMMC certification. Level 1 CMMC certification is then much easier and more approachable for businesses when they have Diamond level and above of SMB1001.

*Additional implementation steps may be needed depending on the business.